Webcast: FINRA Conference Recap on Social Media

Last week FINRA held their Annual Conference in Baltimore. One of the most heavily attended sessions was the discussion on social media and Notice 10-06. Here is how FINRA described the session:

“This session addresses supervision of social media, including third-party networks, firm sponsored communities and blogs. Industry panelists discuss FINRA Regulatory Notice 10-06, what their firms do and do not allow, how they monitor activity and the types of applications they use.”

One of the panelists was Debbi Corej, a VP of Compliance at Prudential. Debbi has been a trailblazer in this space helping her firm to understand the risks and opportunities with social networks. She’s shared her insight most recently at the FINRA conference and has graciously agreed to participate in our upcoming webinar, FINRA Conference Recap on Social Media, Tuesday June 8^th at 1 PM CST.

If you haven’t registered yet please do so today. If you have a conflict we will record the session so you can view it at a later date or share it with colleagues.

Some of the topics we will cover on the webinar will be:

• Why you should enable social networking at your firm
• How social networking has surpassed email
• Clarifications from FINRA Notice 10-06
• What’s unique about social networking compliance
• Separating personal from professional on social networks
• The risks of using LinkedIn as a “business card”
• How you get started
• How you set your policy
• How you can manage the risk
• The Do’s and Don’ts, practical best practices

Most importantly we are devoting a large portion of the webcast for audience Q&A. Please register early and share any questions you have. We hope to see you Tuesday.