Socialware Blog

Posts Tagged ‘Compliance’

The future of FINRA social media fines

The future of FINRA social media fines

As I was reading a blog post regarding MetLife’s $1.2mm fine from FINRA for failure to implement supervisory systems required to meet compliance obligations, I couldn’t help but see the foreboding for social media and this industry.

New York Life “gets” social with Socialware

New York Life “gets” social with Socialware

Today Baseline Magazine released an article on the efforts of New York Life to move from prohibition to participation in the world of social media. Recently recognized by FORTUNE as one of the world’s most admired companies in 2010, New York Life is now directing their innovation towards the social frontier.

Are your employees farming at work?

Are your employees farming at work?

You can have the clearest social media policy for the enterprise, implement and train on it, but if it’s not automated, employees will flat out ignore it.

Accelerate the creation of your social media policy

Accelerate the creation of your social media policy

Adopting social media can be a daunting task for any business. If you are in a regulated industry the social media mountain is seemingly insurmountable. Many firms get stuck right out of the gates trying to answer the question of “what should our policy be?”

Announcing the launch of SocialTurns.com

Announcing the launch of SocialTurns.com

I am excited to announce the launch of a new community, called SocialTurns.com. The site is designed for financial professionals to discuss social media issues, best practices and news.

Ignoring social networks won’t work

Ignoring social networks won’t work

As all types of businesses evolve on the social web one thing is true, everything has changed. IT is no longer in control, decisions are made on a department-by-department basis. In the world of financial services this can also mean individual advisors are making their own decisions, regardless of corporate policy.

Social Media Success, Learn from the Experts

Social Media Success, Learn from the Experts

It is going to be a busy week here at Socialware. We have three webinars scheduled and each one promises to offer unique insights and perspectives on the use of social media in financial services. Here is a quick summary of each session and links to sign-up.

LIMRA and Socialware Announce Partnership

LIMRA and Socialware Announce Partnership

We are proud to announce our strategic relationship with LIMRA. LIMRA is a 90 year old, worldwide research, consulting and professional development organization that helps more than 850 insurance and financial services companies in 73 countries increase their marketing and distribution effectiveness.

LiveOffice and Socialware Partner

LiveOffice and Socialware Partner

We are excited to announce a strategic partnership with LiveOffice, the number-one provider of software-as-a-service (SaaS) email archiving, email compliance and email continuity solutions. Through this partnership LiveOffice is now able to offer their customers an integrated email, social media compliance & archiving solution.

6.5 things you may have missed about LinkedIn

6.5 things you may have missed about LinkedIn

The social network we all know and love, LinkedIn, has been busy making improvements lately. They have quietly grown to over 70 million users and it appears that steady slow growth we are used to is accelerating. If you haven’t been following all the news here are 6 things you may have missed, plus a [...]