Socialware Blog

Posts Tagged ‘Record Keeping’

FINRA Digs Deeper on Social Media

FINRA Digs Deeper on Social Media

There has been a lot of regulatory news regarding social media lately. IIROC issued their draft notice to account for social media. The SEC sent out a Sweeps letter. And now FINRA is going to re-open up the discussion on social media in 2011.

FINRA Webinar: Compliance Considerations for Social Networking Sites

If you happened to miss it, FINRA hosted the Social Networking Compliance webinar this afternoon.  Here is a summary from their site on what was scheduled to be discussed: “This webinar covers compliance and regulatory considerations when using social networking sites to communicate firm business. With the advent of Facebook, LinkedIn, MySpace and Twitter, business [...]