SocialwareSocialware Blog
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Webinar Series: Four Steps to LinkedIn Success
January 31, 2012 07:01 -
Social Media for RIAs in Massachusetts: The Fourth Castle
January 24, 2012 11:01 -
It’s Not Just Social Media: You Want Social CONNECTION
January 20, 2012 12:01 -
How CIOs and Other IT Leaders Can Enable Social Business
January 19, 2012 12:01 -
Financial Professionals Must Work Social Media To See Real Results
January 17, 2012 12:01
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Terrance Blessing:
Great! Very excited to get going. -
Brent Carnduff:
Great article! Very simple and straight forward! -
Adam Cohen:
Tim, thanks again for including me. I think the challenge of teams working arou -
victor gaxiola:
2011 was an eventful year for financial social media, and I anticipate 2012 will -
Timothy E. Walker:
Excellent coverage and advice! It's too bad that a few "bad eggs" make life har
SocialTurns
Posts Tagged ‘Regulatory Industries’
API, Proxy, and Hybrid. Navigating the conversation.
When it comes to social media compliance there has been a lot of debate over what technology is best for firms. You will hear terms like “API”, “Proxy,” and “Hybrid”. Instead of focusing on how specific technologies work, let’s talk about what’s required to be compliant.
6 Keys to Social Media Compliance
What does it mean to meet the compliance bar for social media use in financial services? While most now know about FINRA 10-06, there are often questions about what it takes to be compliant.
Drawing the Line- Personal and Professional in Social Media
In the first of a joint webinar series, speakers from Distribion, LIMRA and Socialware discuss numerous questions and perspective on personal and professional use of digital and social media.
Compliance leaders in financial services – you are not alone!
In an ever-changing landscape where shades of grey define the world facing today’s financial services compliance leaders, how valuable would it be to talk with others in your same position and ask, “What are you doing about this?”
Social media compliance clarity for financial services
We recently asked top firms in the industry to share the most pressing compliance concerns within their organizations or from colleagues across financial services companies. The responses shared both the challenges and opportunities that social networks present for business today.
FINRA Webinar Summary: Implementing Compliance Practices for Social Media
For those of you that weren’t able to attend, we live-tweeted this afternoon’s webinar and the full summary is available below. The webinar itself was geared at further answering questions around Notice 10-06. Here is FINRA’s description of the session: “This program addresses implementation of new guidance that FINRA recently issued in Regulatory Notice 10-06, [...]
Twitter compliance pitfall, do you know where your DM’s are?
Have you ever logged into Twitter and noticed that your Direct Message count was shrinking? You probably thought it was a case of the mysteriously deleted DM. Doing a quick Google search on the issue would present you with the answer. It actually isn’t a bug, a hacked account or a mystery at all. Twitter [...]
Government, Social Networks and Freedom of Information
I came across an article yesterday, titled Twitter and Government Transparency. In it Andy Opsahl outlines the potential challenges social networks are creating for government entities. The question being raised is whether or not activity on sites like Twitter, Facebook and LinkedIn need to be archived and available for records requests. As Melinda Catapano points [...]
IMSA Social Media Webinar Recap
The massive level of interest continues to build around social media and its use in the regulated financial services space. On December the 2nd I had the opportunity to be one of the speakers on a Webinar hosted by the Insurance Marketplace Standards Association (IMSA) entitled, Social Media Communications…It’s Here to Stay. The session offered [...]